{
  "id": "CB-UBU-AUDIT-021",
  "standard": "ubuntu",
  "version": "0.1.0",
  "url": "https://baselines.cirsec.org/b/ubuntu/v0.1.0/CB-UBU-AUDIT-021",
  "json": "https://baselines.cirsec.org/b/ubuntu/v0.1.0/CB-UBU-AUDIT-021.json",
  "yaml": "https://baselines.cirsec.org/b/ubuntu/v0.1.0/CB-UBU-AUDIT-021.yml",
  "profiles_effective": [
    "server-hardened",
    "desktop-hardened"
  ],
  "license": "Text CC BY 4.0, code Apache-2.0",
  "attribution": "CIRSEC Baselines, https://baselines.cirsec.org",
  "control": {
    "id": "CB-UBU-AUDIT-021",
    "title": "Audit denied attempts to open or truncate files",
    "finding": {
      "title": "Failed attempts to access files are not recorded",
      "description": "Users probing files they are not allowed to read or change go unnoticed."
    },
    "status": "active",
    "profiles": [
      "server-hardened",
      "desktop-hardened"
    ],
    "risk": {
      "severity": "low"
    },
    "assessment": "automated",
    "tags": [
      "auditd",
      "access"
    ],
    "description": "auditd rules in `/etc/audit/rules.d/60-cirsec-access.rules`, key `access`: calls that open,\ncreate or truncate a file (`open`, `openat`, `creat`, `truncate`, `ftruncate`) and fail with\n\"permission denied\" (`EACCES`) or \"operation not permitted\" (`EPERM`), for users who logged in,\n64-bit and 32-bit programs.\n",
    "rationale": "Repeated refusals are an early sign of a user or a compromised account looking for files to\nsteal or modify.\n",
    "impact": "Some desktop programs probe files they cannot read and can produce many `access` records; review the volume on workstations.\n",
    "setting": {
      "location": "/etc/audit/rules.d/60-cirsec-access.rules",
      "default_value": "No audit rules",
      "recommended_value": "Rules loaded (auditctl -l) and present in /etc/audit/rules.d/60-cirsec-access.rules"
    },
    "audit": {
      "manual": "1. Run `auditctl -l` as root. It must list the rules shown below (keys `access`).\n2. Run `grep -h . /etc/audit/rules.d/*.rules`. The same rules must be present, so they load at boot.\n\nExpected rules, as `auditctl -l` prints them:\n```\n-a always,exit -F arch=b64 -S open,truncate,ftruncate,creat,openat -F exit=-EACCES -F auid>=1000 -F auid!=-1 -F key=access\n-a always,exit -F arch=b64 -S open,truncate,ftruncate,creat,openat -F exit=-EPERM -F auid>=1000 -F auid!=-1 -F key=access\n-a always,exit -F arch=b32 -S open,creat,truncate,ftruncate,openat -F exit=-EACCES -F auid>=1000 -F auid!=-1 -F key=access\n-a always,exit -F arch=b32 -S open,creat,truncate,ftruncate,openat -F exit=-EPERM -F auid>=1000 -F auid!=-1 -F key=access\n```\n",
      "checks": [
        {
          "id": "rules",
          "engine": "shell",
          "description": "Rules loaded in the kernel and present in /etc/audit/rules.d.",
          "spec": {
            "script": "command -v auditctl >/dev/null 2>&1 || { echo \"auditctl not found: auditd is not installed\"; exit 1; }\nwant() {\ncat <<'RULES'\n-a always,exit -F arch=b64 -S open,truncate,ftruncate,creat,openat -F exit=-EACCES -F auid>=1000 -F auid!=-1 -F key=access\n-a always,exit -F arch=b64 -S open,truncate,ftruncate,creat,openat -F exit=-EPERM -F auid>=1000 -F auid!=-1 -F key=access\n-a always,exit -F arch=b32 -S open,creat,truncate,ftruncate,openat -F exit=-EACCES -F auid>=1000 -F auid!=-1 -F key=access\n-a always,exit -F arch=b32 -S open,creat,truncate,ftruncate,openat -F exit=-EPERM -F auid>=1000 -F auid!=-1 -F key=access\nRULES\n}\nloaded=$(auditctl -l 2>&1) || { echo \"$loaded\"; exit 3; }\ndisk=$(cat /etc/audit/rules.d/*.rules 2>/dev/null)\nn=0 rc=0\nwhile IFS= read -r r; do\n  [ -n \"$r\" ] || continue\n  n=$((n + 1))\n  printf '%s\\n' \"$loaded\" | grep -Fxq -- \"$r\" || { echo \"not loaded: $r\"; rc=1; }\n  printf '%s\\n' \"$disk\" | grep -Fxq -- \"$r\" || { echo \"not in /etc/audit/rules.d: $r\"; rc=1; }\ndone <<EOF\n$(want)\nEOF\n[ \"$rc\" = 1 ] || echo \"$n rules loaded and present in /etc/audit/rules.d\"\nexit \"$rc\"\n"
          }
        }
      ]
    },
    "remediation": {
      "manual": "1. Write the expected rules to `/etc/audit/rules.d/60-cirsec-access.rules` (mode 0640).\n2. Run `augenrules --load`. If `auditctl -s` shows `enabled 2`, the configuration is locked:\n   reboot to load the new rules.\n",
      "effects": {
        "restart": "none",
        "disruption": "none",
        "lockout_risk": false
      },
      "rollback": "Delete `/etc/audit/rules.d/60-cirsec-access.rules` and run `augenrules --load` (or reboot if the configuration is locked).\n",
      "scripts": [
        {
          "id": "rules-file",
          "engine": "shell",
          "content": "command -v augenrules >/dev/null 2>&1 || { echo \"auditd is not installed\" >&2; exit 1; }\nwant() {\ncat <<'RULES'\n-a always,exit -F arch=b64 -S open,truncate,ftruncate,creat,openat -F exit=-EACCES -F auid>=1000 -F auid!=-1 -F key=access\n-a always,exit -F arch=b64 -S open,truncate,ftruncate,creat,openat -F exit=-EPERM -F auid>=1000 -F auid!=-1 -F key=access\n-a always,exit -F arch=b32 -S open,creat,truncate,ftruncate,openat -F exit=-EACCES -F auid>=1000 -F auid!=-1 -F key=access\n-a always,exit -F arch=b32 -S open,creat,truncate,ftruncate,openat -F exit=-EPERM -F auid>=1000 -F auid!=-1 -F key=access\nRULES\n}\nf=/etc/audit/rules.d/60-cirsec-access.rules\nt=$(mktemp)\n{ echo '# Written by CIRSEC Baselines CB-UBU-AUDIT-021'; want; } >\"$t\"\nif ! cmp -s \"$t\" \"$f\"; then\n  cb_backup \"$f\"\n  cat \"$t\" >\"$f\"\nfi\nrm -f \"$t\"\nchmod 640 \"$f\"\nif auditctl -s | grep -q '^enabled 2'; then\n  echo \"audit rules are locked (-e 2): reboot to load $f\"\nelse\n  augenrules --load >/dev/null\nfi\n"
        }
      ]
    },
    "references": [
      {
        "title": "audit.rules(7), Ubuntu manual pages",
        "url": "https://manpages.ubuntu.com/manpages/noble/man7/audit.rules.7.html",
        "publisher": "Canonical",
        "kind": "vendor-doc",
        "accessed": "2026-10-19"
      },
      {
        "title": "auditctl(8), Ubuntu manual pages",
        "url": "https://manpages.ubuntu.com/manpages/noble/man8/auditctl.8.html",
        "publisher": "Canonical",
        "kind": "vendor-doc",
        "accessed": "2026-10-19"
      },
      {
        "title": "ANSSI-BP-028 v2.0 - Recommandations de configuration d'un système GNU/Linux (R73)",
        "url": "https://messervices.cyber.gouv.fr/documents-guides/fr_np_linux_configuration-v2.0.pdf",
        "publisher": "ANSSI",
        "kind": "guide",
        "accessed": "2026-10-19"
      }
    ],
    "mappings": [
      {
        "framework": "anssi-linux",
        "framework_version": "2.0",
        "id": "R73",
        "relation": "partial"
      },
      {
        "framework": "nist-800-53r5",
        "framework_version": "5.1.1",
        "id": "AU-12",
        "relation": "related"
      }
    ],
    "threats": [
      {
        "framework": "mitre-attack",
        "id": "T1083"
      }
    ],
    "related_controls": [
      {
        "id": "CB-UBU-AUDIT-011",
        "type": "requires"
      },
      {
        "id": "CB-UBU-AUDIT-029",
        "type": "related"
      }
    ],
    "authors": [
      {
        "name": "Alice",
        "github": "Sn0wAlice"
      }
    ],
    "verified": [
      {
        "date": "2026-10-19",
        "by": "Sn0wAlice",
        "versions": [
          "20.04"
        ],
        "environment": "Proxmox VM, Ubuntu 20.04 cloud image, kernel 5.4.0-216-generic",
        "notes": "Fails after auditd install; rules written and loaded (augenrules), all present in auditctl -l with auditd 2.8.5; passes after reboot with enabled 2."
      },
      {
        "date": "2026-10-19",
        "by": "Sn0wAlice",
        "versions": [
          "22.04"
        ],
        "environment": "Proxmox VM, Ubuntu 22.04 cloud image, kernel 5.15.0-198-generic",
        "notes": "Fails after auditd install; rules written and loaded (augenrules), all present in auditctl -l with auditd 3.0.7; passes after reboot with enabled 2."
      },
      {
        "date": "2026-10-19",
        "by": "Sn0wAlice",
        "versions": [
          "24.04"
        ],
        "environment": "Proxmox VM, Ubuntu 24.04 cloud image, kernel 6.8.0-147-generic",
        "notes": "Fails after auditd install; rules written and loaded (augenrules), all present in auditctl -l with auditd 3.1.2; passes after reboot with enabled 2."
      },
      {
        "date": "2026-10-19",
        "by": "Sn0wAlice",
        "versions": [
          "26.04"
        ],
        "environment": "Proxmox VM, Ubuntu 26.04 cloud image, kernel 7.0.0-38-generic",
        "notes": "Fails after auditd install; rules written and loaded (augenrules), all present in auditctl -l with auditd 4.1.2; passes after reboot with enabled 2."
      }
    ],
    "introduced_in": "0.1.0",
    "created": "2026-10-19",
    "updated": "2026-10-19"
  }
}